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Our Commitment to Privacy

Summit Capital Investment is committed to maintaining the confidentiality, integrity, and security of personal information about our current and prospective customers.

Please note that certain details of this policy may depend on whether you deal with us through an investment professional, directly as an individual investor, or whether Summit Capital Investment provides services to your employer or plan sponsor.

The privacy policies of Summit Capital Investment is reviewed annually. Our printed and online notices are then updated to reflect any changes.

How and why we obtain personal information

Summit Capital Investment takes great care to protect personal information about you and when we use it, we do so with respect for your privacy. We may use personal information about you to service, maintain, and protect your account; process transactions in your account; respond to inquiries from you or your representative; develop, offer, and deliver products and services; or to fulfill legal and regulatory requirements. Summit Capital Investment may collect public and non-public personal information about you from any of the following sources:You or your representative on applications or forms (for example, name, address, Social Security number, birth date, assets and income)

  1. You or your employer or plan sponsor if Summit Capital Investment provides them with recordkeeping services (for example, payroll, human resources, or benefits information)
  2. Transactional activity in your account (for example, trading history and balances)
  3. Other interactions with Summit Capital Investment (for example, discussions with our customer service staff or information you enter into our websites)
  4. Information from consumer reporting agencies (for example, to assess your creditworthiness for margin products)
  5. Information from other third-party data services (for example, to verify your identity and to better understand your product and service needs)
  6. You or your representative regarding your preferences (for example, your choice of electronic statement delivery, or the screen layout you specify if you use our Internet sites)
  7. sources with your consent or with the consent of your representative (for example, from other institutions if you transfer positions into Summit Capital Investment )

How we protect information about you

Summit Capital Investment considers the protection of personal information to be a foundation of customer trust and a sound business practice. We employ physical, electronic and procedural controls and we regularly adapt these controls to respond to changing requirements and advances in technology.

At Summit Capital Investment , we restrict access to personal information to those who require it to develop, support, offer and deliver products and services to you.

How we share information about you with third parties

Summit Capital Investment  does not share personal information about our customers with unaffiliated third parties for use in marketing their products and services. We may share personal information with the following entities:

  1. Unaffiliated service providers (for example, printing and mailing companies, securities clearinghouses, marketing service providers, and other entities who may provide services at Summit Capital Investment direction)
  2. Government agencies, other regulatory bodies and law enforcement officials (for example, for tax purposes or for reporting suspicious transactions)
  3. Other organizations, with your consent or as directed by your representative (for example, if you use Summit Capital Investment as a financial reference in applying for credit with another institution), or as permitted or required by law (for example, for fraud prevention or to respond to a subpoena)

Our service providers are obligated to keep the personal information we share with them confidential and use it only to provide services specified by Summit Capital Investment .

Based on the nature of your relationship with Summit Capital Investment , we may exchange information with other third parties as described below:

  1. If Summit Capital Investment provides workplace services to your employer or plan sponsor, such as payroll, human resources or benefits recordkeeping services, Summit Capital Investment may exchange any information received in connection with such services with your employer or plan sponsor or others they may authorize.
  2. If you conduct business with Summit Capital Investment through your investment professional, we may exchange information we collect with your investment professional or with others they may authorize.
  3. If you transact business through Summit Capital Investment life insurance companies, we may validate and obtain information about you from an insurance support organization. The insurance support organization may further share your information with other insurers, as permitted by law. We may also share medical information about you to learn if you qualify for coverage, to process claims, to prevent fraud, or otherwise at your direction, as permitted by law.

How we share information about you within Summit Capital Investment 

We may share personal information about you with various Summit Capital Investment corporate affiliates including internal service providers which perform, for example, printing, mailing, and data processing services.

Additionally, if you interact with Summit Capital Investment directly as an individual investor (including joint account holders) or if Summit Capital Investment provides services to your employer or plan sponsor, we may exchange certain information about you with Summit Capital Investment financial services affiliates, such as our brokerage and insurance companies, for their use in marketing products and services as allowed by law.

Information collected from investment professionals' customers is not shared with Summit Capital Investment Invest affiliates for marketing purposes, except with your consent and as allowed by law.

Privacy Online

Privacy, security, and service in Summit Capital Investment online operations are just as critical as in the rest of our business. We use firewall barriers, encryption techniques and authentication procedures, among others, to maintain the security of your online session and to protect Summit Capital Investment accounts and systems from unauthorized access.

When you interact with us through online channels (for example, websites and mobile applications) owned and controlled by Summit Capital Investment ("Summit Capital Investment Invest websites"), Summit Capital Investment manages personal information in accordance with all of the practices and safeguards described previously.

When you visit Summit Capital Investment websites, we may collect technical and navigational information, such as device type, browser type, Internet protocol address, pages visited, and average time spent on Summit Capital Investment websites. We use this information for a variety of purposes, such as maintaining the security of your online session, facilitating site navigation, improving Summit Capital Investment website design and functionality, and personalizing your experience on Summit Capital Investment websites. Additionally, the following policies and practices apply when you are online.

Cookies and similar technologies

Summit Capital Investment and our third-party service providers may use cookies and similar technologies to support the operation of Summit Capital Investment websites. Cookies are small amounts of data that a website exchanges with a web browser or application on a visitor's computer or mobile device. Cookies help us to collect information about visitors to Summit Capital Investment websites, including date and time of visits, pages viewed, amount of time spent on our sites, or general information about the device used to access the site. Summit Capital Investment cookies are also used for security purposes and to personalize your experience, such as customizing your screen layout.

You can refuse or delete cookies. Most browsers and mobile devices offer their own settings to manage cookies. If you refuse a cookie when on a Summit Capital Investment website, or if you delete cookies, you may experience some inconvenience in your use of Summit Capital Investment websites. For example, you may not be able to sign in and access your account, or we may not be able to recognize you, your device, or your online preferences.

Additional information

If you are a former customer, these policies also apply to you; we treat your information with the same care as we do information about current customers.

Summit Capital Investment offers several options for accessing and, if necessary, correcting your account information. You can review your information using your statements, or through our automated telephone or Internet services. You may also write or call us with your request for information.Specific Internet addresses, mailing addresses and telephone numbers are listed on your statements and other correspondence.

Summit Capital Investment funds Privacy Policy

Protecting your personal information is an important priority for the Summit Capital Investment . The Funds' privacy policy is designed to support this objective. The Funds collect non-public personal information concerning you in the following ways:

  1. Information provided by you or your representative on applications or other forms furnished to the Funds or through other interactions that you or your representative have with the Funds
  2. Information arising from your investments in or accounts with the Funds
  3. Information the Funds receive from a consumer reporting agency

The Funds employ physical, electronic, and procedural controls to safeguard your information. For example, the Funds authorize access to your personal and account information only for personnel who need that information in order to provide products or services to you.

The Funds do not disclose any non-public personal information about you, except as permitted by law. For example, the Funds have entered into a number of arrangements with Summit Capital Investment to provide for investment management, distribution and servicing of the Funds.

If you decide to close your account, the Funds will continue to adhere to the privacy policies and practices as described in this notice.

Please read the Summit Capital Investment Privacy Policy of which you are a customer.

The Summit Capital Investment Funds Privacy Policy is provided on behalf of the Summit Capital Investment family of mutual funds.